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Supervisory Principal Private Client Services Company Name: Ascendo Resources, LLC Our client is a global institution and they are currently seeking a Senior Candidate who will be the Supervisory Principal for their Private Client services based in Buffalo. This position is responsible for reviewing and supervising the Private Client investment business. In this role you will: be responsible for account applications for client suitability and ensuring compliance with FINRA Identify and document trade exceptions complete new accounts. After registering you may be able to apply for this job directly (if still active) on ((None))'s site. Future job matches may be sent from Geebo approved job partners.
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